• Client Commission Arrangements


• Process


• Best Execution


• Client Testimonial


• Compliance


• News Releases


• Example Calculation


• Frequently Asked Questions


• Free Webinar

The Process

CCM will assist in creating a Client Commission or Directed Brokerage platform that works for you. Throughout the process we will provide "best execution" with complete transparency.

Eligible Fixed Income Trades

CCM Acting As Agent-Only

• Commission dictated by money manager and disclosed on confirmation
• Both legs executed at the same price

Certain Riskless Principal Transactions

• Reported on TRACE
• Mark-up/mark-down disclosed

New Issues

• The commission is in the Prospectus

Types of New Issues

• Corporate
• Medium Term Notes
• REITs
• FHLBs
• Etc.