Business Continuity Plan Disclosure

In the event that an emergency causes a significant business interruption, Carolina Capital Markets, Inc. and its clearing firm have developed business continuity plans in order to protect the interests of our clients. This Disclosure summarizes our Firm's strategy to minimize the risks associated with a disruption to our facilities.

Our clearing firm, Clearview LLC, a subsidiary of BB&T Corporation, has developed their own business continuity plan. That disclosure is available on the internet at http://www.clearviewcs.com/BusContPlan.aspx

To view CCM’s Business Continuity Plan please click below: